Policy
Wintermute Registers as SEC Broker-Dealer for Stocks and Options
Crypto Daily·August 7, 2026·1 min read
Wintermute's registration as an SEC broker-dealer for stocks and options remains unconfirmed as of August 7, 2026. SEC datasets show no Form BD for Wintermute or Wintermute USA LLC. The crypto market maker's potential move into traditional securities would mark a significant expansion of its regulated operations.
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