Policy
SEC Targets Net Capital, Customer Protection and Recordkeeping Rules for Crypto Brokers
NullTX·November 8, 2026·1 min read
The SEC's crypto broker-dealer proposal, RIN 3235-AN48, is under White House review with no public text. The four named rules—net capital, customer protection, and recordkeeping—were written decades before Bitcoin and now face a crypto rewrite. The review could reshape compliance for crypto brokers.
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