Macro Finance
Webull to Pay $4.2 Million Finra Fine Over Compliance Issues
Bloomberg Markets·November 5, 2026·1 min read
Webull Financial LLC will pay a $4.2 million fine for allegedly failing to implement anti-money laundering controls and guard against customer identity theft as its platform rapidly grew, the Financial Industry Regulatory Authority said Thursday. The fine addresses compliance issues during a period of significant growth for the online retail brokerage.
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